Global Head of Compliance and Risk
Siobhan is the Head of Compliance and Risk across the global Group and is based in Sydney.
She is responsible for the design and management of the Group’s comprehensive global compliance framework encompassing risk management reporting, policies and procedures.
Siobhan was previously Head of Compliance for Scotiabank Australia where she led the Bank’s compliance program including licensing and obligations to regulatory bodies such as APRA, ASIC and AUSTRAC.
Siobhan has extensive experience across Australia, Asia the United Kingdom and Europe establishing and leading corporate compliance and risk management programs. She held senior legal, compliance and training roles at Credit Suisse (CSFB) working from London, Hong Kong and Tokyo with responsibilities extending to the UK, Europe, Asia and the US.
Siobhan was also previously Head of Training and Central Compliance for UBS AG (Australia and New Zealand), Head of Compliance and Chief Risk Officer for MEGA ICBC, Head of Training and Central Compliance at UBS AG (Australia and New Zealand), and has previously managed compliance and risk portfolios at Boronia Capital Australia and Wellington International Management (Australia and Asia).
Siobhan holds a Bachelor of Laws from the University of Auckland and supplementary accreditation in Securities and Intellectual Property.